Episode 33 highlights:
- Philip makes it 63 times around the sun!
- Jess Gaurke, Director of Compliance at USAdvisors Network joins us to discuss Regulation BI
- History and Background of Reg BI
- The four obligations of Reg BI – Disclosure, Care, Conflict and Compliance
- The importance of documentation
- Details of the Care obligation
The article section reviews a piece titled “Want to Be More Productive? Try Doing Less.” from the Harvard Business Review.
06:39 Podcast Contact Info
07:37 Special Guest Jess Gauerke on Regulation BI
56:44 Article Review
1:05:22 Wrap Up